U.s. Bancorp Advisors, LLC

U.S. Bancorp Advisors, LLC, a registered investment adviser, offers the Personal Portfolio Solutions Program (PPS Program) to clients through non-discretionary investment advisory services. Established in 1999, the firm manages client assets totaling $100,160,362 as of December 31, 2022. The PPS Program allows clients to retain account discretion, with investments limited to open-end mutual funds and ETFs. Fees are based on Assets Under Management, with a quarterly Program Fee comprising a Sponsor Fee and a Financial Advisor Fee. The Sponsor Fee covers Envestnet and NFS services, with the FA Fee negotiable. The Program Fee is shared among USBA, Envestnet, and NFS. Clients may incur additional fees for services excluded from the Program Fee. The firm does not engage in principal or agency cross transactions and does not receive soft dollar benefits or IPO allocations. U.S. Bancorp Advisors does not accept authority to vote client proxies and provides periodic performance reports and account statements. The firm has a Code of Ethics to address potential conflicts of interest and discloses disciplinary information related to FINRA actions. Clients must provide accurate information for investor profiles, and the firm's employees are subject to compliance with the Code. U.S. Bancorp Advisors does not serve as a general partner of any investment partnership and does not solicit clients to invest in such partnerships. The firm's financial information indicates no impairments to meeting client commitments.