Wernau Asset Management

Wernau Asset Management, Inc. is a registered investment adviser offering fee-based discretionary and non-discretionary investment advice and portfolio management services to various clients, including individuals, high net-worth individuals, trusts, estates, charitable organizations, and corporations. The firm also provides consulting services on an hourly or fixed fee basis. Clients must enter into a written agreement with the firm outlining the terms of service. Wernau's investment strategies are tailored to each client's financial situation, potentially differing from advice given to other clients. The firm follows a value investing approach, utilizing fundamental, cyclical, and technical analysis methods. Investment strategies include long-term and short-term purchases, short sales, margin trading, and option writing. Wernau charges management fees quarterly based on assets under management, with negotiable fees under certain circumstances. The firm does not charge performance-based fees and acts as a fiduciary, obligated to act in clients' best interests. Clients have the option for IRA rollover recommendations, with assets under management totaling $191,270,148 as of December 31, 2024. Wernau does not compensate for client referrals and maintains a strict privacy policy regarding client information.