Spectrum Wealth Advisory Group, LLC

Spectrum Wealth Advisors, established in 2018, is a California-based investment advisory firm owned by Kenneth Christie and Michael Thompson. As a fiduciary, the firm is committed to acting in the best interest of its clients. Spectrum offers a range of services including asset management, financial planning, and retirement plan consulting. The firm's investment strategies include fundamental and quantitative analysis, sector analysis, and qualitative analysis. Clients have the option to grant investment discretion to the firm, allowing Spectrum to execute transactions on their behalf. The firm does not accept proxy authority to vote client securities and does not have custody of client funds or securities. Spectrum Wealth Advisors charges fees based on a percentage of assets under management, with maximum annual fees not exceeding 1.75% for asset management and 2.25% for comprehensive portfolio management. The firm may receive non-cash benefits from LPL Financial to assist in managing client accounts. Spectrum does not have any disciplinary events and has not filed for bankruptcy. The firm has received financial assistance through the SBA's Economic Injury Loan program in response to the COVID-19 pandemic. Clients are encouraged to review the firm's Form ADV Part 2A for more detailed information.