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C & C Financial Services, Inc.
SEC-regulated
Registered investment advisor
C & C Financial Services, Inc. is a registered investment adviser established in 2007 in New York. The firm offers investment advisory services to individuals, trusts, estates, charitable organizations, and corporations. Clients can engage the firm for discretionary and/or non-discretionary investment management services on a fee-only basis. The annual investment management fee is typically 1% per annum of the first $1,000,000 and ½% over $1,000,000 of assets under management, payable quarterly. The firm primarily utilizes fundamental and cyclical methods of security analysis and implements investment strategies such as long-term purchases, short-term purchases, trading, short sales, margin transactions, and options. Clients are encouraged to review their investment objectives annually. The firm does not participate in a wrap fee program and does not accept performance-based fees. C & C Financial Services, Inc. does not have a minimum initial investment requirement and does not accept referral fees. Clients receive transaction confirmation notices and account statements directly from the custodian. The firm's Chief Compliance Officer is available to address any questions clients may have regarding the firm's practices and disclosures.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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