Sag Harbor Capital Management, LLC

Sag Harbor Capital Management, LLC is a New York-based investment adviser registered with the SEC since January 1, 2007. The firm specializes in providing investment management services to private investment vehicles, including the W Financial Fund and Alternative Opportunities Fund. They offer discretionary investment authority over assets, primarily focusing on short-term real estate loans and acquiring multifamily properties in New York City. As of December 31, 2024, they managed $455,227,097 in client assets on a discretionary basis. Fees are charged based on a management fee and a performance-based fee, with expenses paid by the funds for legal, auditing, and investment-related costs. The firm does not participate in wrap fee programs and does not accept compensation for the sale of securities. Clients include high net-worth individuals and trusts, with minimum investment amounts specified in the offering documents. SHCM exercises investment discretion for the funds and provides regular reports to investors. The firm has not been involved in any material legal or disciplinary events and has implemented a code of ethics to maintain high ethical standards. They do not recommend investments in which they have a financial interest and do not invest in the same investments recommended to clients simultaneously.