Stone Hill Fiduciary Management, LLC

Stone Hill Fiduciary Management, LLC is a New York-based investment advisor and independent ERISA fiduciary established in July 2012. The firm specializes in providing discretionary investment advisory services and fiduciary services to retirement plan sponsors under ERISA. Stone Hill assists plan sponsors in selecting and monitoring investments, managing plan administration, and providing fiduciary guidance. The firm acts as a named fiduciary for plan investments and administration, exercising discretionary authority and control. Stone Hill has $1,800.1 million in plan assets under management as of February 28, 2023. Regarding fees, Stone Hill charges a minimum annual fixed rate of $25,000 for its services, payable quarterly in advance. The firm may also serve as a sub-adviser to an SEC-registered investment adviser, with fees negotiated and paid on a quarterly basis. Stone Hill does not charge performance-based fees. Clients must consent to fee payments in advance from a designated account. The firm has a Code of Ethics in place to maintain high professional standards and prioritize client interests. Stone Hill does not engage in brokerage practices but recommends recordkeepers for client accounts. Clients retain voting authority for securities held in their accounts. Stone Hill is financially sound and has not been subject to bankruptcy proceedings.