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Mallard Advisors
SEC-regulated
Registered investment advisor
Mallard Advisors, LLC is a registered investment advisor specializing in financial planning and investment management for individuals and families on a fee-only basis. Established in Hockessin, DE, Mallard offers services such as cash flow management, tax planning, retirement planning, and estate planning. The firm does not sell financial products or accept commissions, and clients maintain asset control through an independent custodian. Mallard acts as a fiduciary under ERISA of 1974. Clients can choose between a Financial Plan, Investment Management Program, or Wealth Management services. The Investment Management Program provides ongoing, discretionary investment oversight primarily using no-load mutual funds and ETFs. Fees are based on a percentage of assets under management, with a minimum quarterly fee. Mallard does not receive compensation from fund companies and does not offer IPOs. The firm discloses potential conflicts of interest and provides a free initial meeting to assess client needs. Mallard also discloses its disciplinary history, fee structure, investment strategies, and risk factors to clients. Clients receive regular reports and have the option for discretionary trading authority. Mallard does not vote proxies on client securities and maintains a strong financial condition.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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