Regency Capital Management Inc.

Regency Capital Management Inc. is an investment adviser with locations in Honolulu, Hawaii, and Bainbridge Island, Washington, established on January 4, 2021. The firm offers discretionary investment management services to various clients, including high net worth individuals, trusts, and institutional clients, managing funds on a separate account basis. Clients are typically required to have $1 million or more to invest, with fees ranging from 0.20% to 1.00% based on the assets under management. The firm provides model portfolio strategies and ETF portfolios, with a focus on asset allocation and risk management. Additionally, Regency Capital Management serves as the investment manager for Regency Capital Management Fund L.P., a private investment fund. The firm's investment strategies involve fundamental and quantitative analysis, with a strong emphasis on risk management and client customization. Clients are advised on various security types, including stocks, ETFs, government securities, and mutual funds. The firm operates as a fiduciary, acting in the best interests of its clients, and does not engage in soft dollar transactions. Clients have the option to choose their brokers or custodians, with the firm recommending Charles Schwab & Co. for trading. Regency Capital Management does not vote on behalf of clients' securities and does not have custody of client assets except under specific circumstances.