Shiraishi Financial Group Advisors

Shiraishi Financial Group Advisors, established in July 2013, offers a range of investment advisory services, including financial planning, consultations, portfolio management, and retirement plan services. The firm's owner, Herbert Shiraishi, ensures that Investment Advisor Representatives (IARs) provide qualified advisory services. Financial planning services cover areas such as retirement, tax, and estate planning, while consultation services focus on individual financial needs. Portfolio management services utilize a tactical asset allocation approach to tailor investment advice to clients' risk tolerance and financial goals. The firm offers various investment models, including Active, Seasonal, and Sector models, each with specific strategies and risk profiles. Clients are not required to have a minimum account size, but it is generally recommended to have at least $50,000 for proper diversification. Fees for financial planning and consultation services range from $500 to $10,000, while portfolio management fees are tiered based on assets under management. SFGA does not charge performance-based fees and acts in a fiduciary capacity, putting clients' interests first. The firm does not vote on client securities and does not provide legal or tax advice. SFGA does not have any disciplinary events and maintains a Code of Ethics to ensure ethical conduct. Clients have the option to implement recommendations through SFGA or independently. The firm does not accept custody of client funds and utilizes IFG/Pershing and AAS for brokerage and custodial services.