Spectrum Group Management

Spectrum Group Management LLC, established in 1999, offers discretionary investment advisory services primarily to private investment funds. The firm's strategy involves investing in high-yielding loans, distressed debt, equities, and other securities. Spectrum focuses on protecting principal while seeking risk-adjusted returns with minimal correlation to other strategies. The firm may also invest in options, futures, swaps, and derivative securities. Spectrum tailors its services to each client's investment objectives and restrictions. As of December 31, 2024, Spectrum managed regulatory assets under management of $175,954,337 on a discretionary basis. Clients are "qualified purchasers" and responsible for all costs incurred in their accounts, including management fees and performance allocations. Spectrum may charge management fees, performance allocations, or carried interest. The firm does not participate in wrap fee programs. Clients receive reports and statements regularly, and Spectrum reviews client accounts daily. The firm has adopted a Code of Ethics and has policies in place to ensure fair allocation of transactions among clients. Spectrum has no disciplinary history and does not compensate for client referrals. The firm does not have physical custody of client assets, which are held by qualified custodians. Spectrum has investment discretion and may vote on client securities in the best interest of the client. The firm has no financial commitments impairing its ability to meet obligations.