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North Fork Financial, LLC
SEC-regulated
Registered investment advisor
North Fork Financial, LLC, located in Hutchinson, Kansas, was established in September 2021, with Seth Matthew Surface serving as the Investment Advisor Representative. Mr. Surface holds a Bachelor's degree in Business Administration with a focus on Finance from Emporia State University. He is also a licensed insurance agent/broker and may offer insurance products, ensuring to act in the client's best interest as a fiduciary.
As a fiduciary, Mr. Surface does not receive any additional economic benefits beyond advisory fees, emphasizing his commitment to clients' best interests. He has not been involved in any legal or disciplinary events that are material to his evaluation. Shawn Wyatt, the Chief Compliance Officer of North Fork Financial, LLC, supervises and monitors Mr. Surface's activities to ensure compliance with the firm's Code of Ethics.
Clients can access more information about Mr. Surface on the SEC's website by searching CRD #7252492. Mr. Surface has successfully completed the SIE, Series 7, and Series 66 exams, demonstrating his expertise in the financial industry. For any inquiries regarding Mr. Surface's services, clients can contact Shawn Wyatt at 620-931-8891.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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