Shelter Rock Management, LLC

Shelter Rock Management, LLC, established in 2006 by principal owner Sean Chaitman, offers personalized investment management services to individuals, pension plans, trusts, and small businesses. As a fee-only firm, Shelter Rock does not sell securities on a commission basis and does not act as a custodian of client assets. The firm provides investment advisory services on a discretionary and non-discretionary basis, focusing on asset allocation, investment selection, and ongoing portfolio monitoring. Clients can choose from various investment strategies, including Strategic Income, Conservative Allocation, Equity Income, Select Equity, and Customized Accounts. The minimum investment required to establish a new advisory account is $250,000, although this minimum may be waived at the discretion of the firm. Management fees are based on a percentage of assets under management and are billed quarterly in arrears. The fee schedule varies depending on the investment strategy and total client household assets. As of December 31, 2024, Shelter Rock managed approximately $206 million in assets for 130 clients, with $147 million managed on a discretionary basis. The firm does not participate in Wrap Fee Programs and does not use a performance-based fee structure. Clients have the option to direct brokerage, and the Adviser has a Business Continuity Plan in place to ensure operational resilience in the event of disruptions. Shelter Rock maintains an information security program and adheres to strict privacy practices to safeguard client information.