The Foundation Investment Group

SEC-regulated
Registered investment advisor
FIG Wealth, LLC is a registered investment adviser offering investment management and consulting services. Established in January 2022, the firm is owned by Adam Gallegos and had $255,657,978 in assets under management as of January 30, 2025. They provide discretionary and non-discretionary investment management services, primarily allocating client assets among various alternative investments, mutual funds, ETFs, debt and equity securities, and independent investment managers. Clients can engage FIG Wealth to manage various investment products, tailoring services to meet individual needs and objectives. The firm emphasizes an alternative approach to investing, focusing on risk management and maximizing risk-adjusted returns. They conduct ongoing due diligence on Independent Managers and offer a fee-based structure for their services, with fees ranging from 1.00% to 2.00% per annum. FIG Wealth recommends the use of Charles Schwab & Co., Inc. for custody, brokerage, and clearing services. The firm does not provide compensation to third-party solicitors for client referrals and does not engage in performance-based fees or side-by-side management. Clients have the option to grant investment discretion to FIG Wealth, allowing the firm to make investment decisions on their behalf.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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