Stephens Group Asset Management, LLC

Stephens Group Asset Management, LLC is a registered investment adviser based in Little Rock, AR, established in October 2017. The firm specializes in offering investment management and ERISA plan services, managing assets totaling $1.4 billion as of February 28, 2025, on a discretionary basis. SGAM provides two primary offerings: an ETF Model Strategy and a Fixed Income Strategy. Clients can set asset allocation preferences and investment boundaries, with SGAM providing financial planning and advice based on these preferences. The firm also offers advisory services to retirement plans subject to ERISA, including fiduciary and non-fiduciary services. SGAM charges management fees based on a blended fee schedule for both strategies, prorated quarterly based on average account balance. The firm recommends the use of Charles Schwab & Co, Inc. for custody and brokerage services. SGAM has a Code of Ethics in place and does not engage in performance-based fees. The firm does not have any disciplinary events and does not accept authority to vote client securities. Clients receive regular account statements and reports, and SGAM has custody through limited power of attorney for fund disbursements. The firm has no financial conditions impairing its ability to meet commitments and has not been subject to bankruptcy in the past ten years. For more information, visit www.sgassetmgt.com.