Prosperity Wealth Planning LLC

Prosperity Wealth Planning LLC is a Limited Liability Company based in California, established in March 2019 by Carolanne M Chavanne. The firm specializes in offering portfolio management services tailored to individual client goals, risk tolerance, and time horizons. Clients receive Investment Policy Statements outlining their current financial situation. The firm requests discretionary authority from clients to make investment decisions in line with fiduciary duties. Services include investment strategy, asset allocation, risk assessment, and regular portfolio monitoring. Prosperity Wealth Planning LLC also provides financial planning services covering investment, tax, retirement, and estate planning, among others. The firm's fee structure for portfolio management is asset-based, ranging from 0.50% to 2.00% annually. Financial planning fees start at $3,500, with hourly rates between $500 and $750. The firm does not participate in wrap fee programs and generally serves individuals, high-net-worth individuals, and businesses with a minimum household requirement of $500,000. Prosperity Wealth Planning LLC acts as a fiduciary, ensuring client interests are prioritized. Clients have the option to impose restrictions on investments based on personal values. The firm does not accept performance-based fees and provides investment discretion for clients. Clients receive monthly account reports and periodic reviews. Custody of client assets is limited, with safeguards in place for money transfers. Prosperity Wealth Planning LLC does not accept voting authority for client securities. The firm's financial condition is stable, with no bankruptcy petitions in the last ten years. For more information, visit www.adviserinfo.sec.gov using CRD number 315163.