Harvey Investment Company, LLC

Harvey Investment Company, LLC, established in 2000, offers investment management services focusing on discretionary asset management through equity and balanced portfolios. They also provide non-discretionary services upon client request. The firm tailors investment strategies based on client-specific needs, considering factors like investment circumstances, objectives, and risk tolerance. Clients can participate in Harvey Focus Portfolios, concentrated on medium-sized companies. The firm charges management fees based on a tiered structure: 1% for the first $1,000,000, 0.75% for the next $2,000,000, and 0.50% for assets above $3,000,000. Fees are billed quarterly in advance. The firm manages $941,505,742 in discretionary assets. Clients include individuals, trusts, and corporations, with a typical minimum account size of $500,000. Harvey primarily uses fundamental analysis for investment decisions and offers long-term and short-term investment strategies. The firm does not have a disciplinary history and is affiliated with several firms under common ownership. Harvey acts as a fiduciary, offering investment discretion and providing voting guidelines for client securities. Clients receive account statements from their custodian and can request additional reports from Harvey. The firm does not engage third-party solicitors and compensates employees for client referrals. Harvey has custody in some accounts and follows SEC-recommended safeguards.