Strategic Wealth Investment Group, LLC

Strategic Wealth Investment Group, LLC, established in July 2002, offers investment supervisory services tailored to individual client goals, risk tolerance, and time horizon. The firm employs fundamental, charting, cyclical, and technical analysis methods to develop investment strategies, including long and short-term purchases. Financial planning services cover investment, life insurance, tax, retirement, college, and debt planning. SWIG acts as a fiduciary, obligated to act in clients' best interests. The firm charges asset-based fees ranging from 0.50% to 1.50%, negotiable based on client needs. Clients must have a minimum account size of $25,000, which may be waived. SWIG does not participate in wrap fee programs and has over $1 billion in discretionary assets under management. Clients have the option to impose restrictions on investments. SWIG does not accept performance-based fees or compensation for selling securities. The firm primarily serves individuals, high-net-worth individuals, and corporations. Clients grant SWIG discretionary authority over their accounts, and the firm does not accept voting authority for client securities. SWIG does not solicit prepayment exceeding $1,200 per client. The firm has no financial conditions impairing its ability to meet client commitments and has not filed for bankruptcy in the past ten years.