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Day & Ennis, LLC
SEC-regulated
Registered investment advisor
Day & Ennis, LLC is an investment advisory firm established in June 1998, specializing in fee-only financial planning and portfolio management services. The firm, owned by John R. Day, Matthew E. Heller, and William W. Ennis, focuses on developing Investment Policy Statements and comprehensive financial strategies tailored to individual client goals. Services include financial planning covering areas such as retirement, estate planning, and investment portfolio design. The firm primarily invests in Exchange Traded Funds (ETFs) and mutual funds, emphasizing diversified portfolios. Day & Ennis offers discretionary and non-discretionary portfolio management, with a minimum quarterly fee of $2,500 for comprehensive financial planning clients. The firm does not receive commissions and has no performance-based fees. Clients include individuals, high net worth individuals, pension and profit-sharing plans, and charitable organizations. Day & Ennis reviews managed portfolios quarterly, with Schwab as the recommended custodian. The firm does not vote proxies for client securities. Day & Ennis has no disciplinary events and does not engage in directed brokerage accounts. The firm's Code of Ethics emphasizes client interests and prohibits insider trading. Day & Ennis receives support services from Schwab, benefiting its operational efficiency and client service. Clients are encouraged to review account statements and reports provided by the custodian for accuracy.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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