Miller Tabak Asset Management

Miller Tabak Asset Management, LLC, operating as MT Asset Management, is a Registered Investment Adviser based in Matawan, NJ, established in 2008. The firm specializes in providing investment advice and portfolio management services, primarily focusing on municipal securities. Clients, including individuals, small businesses, and investment entities, can benefit from discretionary and non-discretionary investment advisory services. MTAM's investment strategies involve active management of security selection, asset allocation, dollar-cost averaging, technical analysis, and options trading. The firm charges up to 20 basis points annually on assets under management, with fees prorated for the initial quarter and withdrawn directly from client accounts. Clients may terminate services within five business days without penalty and are responsible for third-party fees incurred. The firm does not charge performance-based fees or engage in side-by-side management. MTAM emphasizes risk management, considering factors such as interest-rate risk, market risk, inflation risk, and issuer risk. Clients are encouraged to review fund prospectuses and consult with tax professionals. The firm does not have any reportable disciplinary events and does not participate in soft dollar arrangements. MTAM exercises limited custody by deducting fees directly from client accounts and does not have physical custody of client funds. Clients receive quarterly portfolio appraisals and performance reports. MTAM offers discretionary investment management services, allowing clients to grant trading authorization and impose limitations in writing. The firm may vote client securities based on client instructions and generally follows issuer recommendations. Clients may request proxy voting information at any time.