Ancora Advisors LLC

Ancora Advisors, LLC is a registered investment advisor specializing in customized portfolio management for individual investors, high net worth investors, investment companies, and institutions. The firm is part of the Focus Financial Partners, LLC partnership and is indirectly owned by investment vehicles affiliated with Clayton, Dubilier & Rice, LLC and Stone Point Capital LLC. Ancora Advisors acts as a fiduciary under ERISA and the IRC, ensuring specific duties and obligations are met. The firm offers tailored relationships, separately managed accounts, and selective allocations to affiliated privately managed funds for qualified investors. Ancora Advisors manages approximately $2.5 billion in client assets on a discretionary basis and $1.9 billion on a non-discretionary basis. Fees are based on a percentage of assets under management and are negotiable in certain instances. The firm's investment strategies include equity and fixed income managed strategies, as well as managed allocation strategies. Ancora Advisors conducts periodic reviews of portfolios and provides clients with regular reports. The firm has a proxy voting policy and a code of ethics in place to ensure compliance and transparency in its operations. Ancora Advisors has a strong financial condition and has not been subject to bankruptcy proceedings. The firm does not have requirements for state-registered advisors. For more information, clients can contact Jason Geers at (216) 825-4000 or [email protected].