Ofs

Octagon Financial Services, Inc. is a registered investment advisor with the U.S. Securities and Exchange Commission, established in 1983, specializing in serving the financial and investment needs of entertainers and professional athletes. As a fiduciary, the firm upholds a duty of loyalty, fairness, and good faith towards each client. Octagon offers financial planning, portfolio management, cash management, and tax services through its "Full Service Program," tailored to meet individual client needs. The firm primarily allocates client assets among various third-party managers and may also manage accounts internally. Octagon recommends managed account programs through Dynasty Wealth Management, LLC, providing access to trading technology, reporting, custody, and investments. The firm charges an annual fee of 1.00% of client assets managed, with minimum fees negotiated within specified ranges. Clients may impose reasonable restrictions on securities recommendations, and the firm may engage in ESG investing strategies. Octagon does not charge performance-based fees, and clients have varying levels of control over their investments based on the type of account. The firm conducts periodic reviews of client accounts and provides detailed reports based on account values. Octagon does not vote client securities and does not provide advice on proxy solicitations or legal proceedings involving held securities. The firm has no adverse financial situations that would impair its ability to meet client obligations.