Morgan Dempsey Capital Management LLC

Morgan Dempsey Capital Management, LLC is an investment adviser specializing in equity investing strategies with a value discipline and fundamental research approach. Established in December 1994, the firm offers Large Cap Value, Enhanced Income, and Micro Cap equity investment strategies. The minimum account size for Large Cap Value and Micro Cap strategies is $100,000, while for Enhanced Income, it is $400,000. Clients may grant investment discretion to Morgan Dempsey, allowing the firm to make investment decisions without specific consent for each trade. The fee structure includes a 0.50% annual percentage rate based on the market value of assets managed, with negotiable fees for substantial accounts. The firm does not charge performance-based fees and does not engage in IPOs or "hot issues." Morgan Dempsey does not guarantee investment results and holds client investments at custodian or brokerage firms. The firm also participates in Unified Managed Account programs and provides Wealth Management services for clients meeting the SEC's definition of a "Qualified Purchaser." Additionally, Morgan Dempsey acts as a sub-advisor to the Morgan Dempsey Large Cap Value ETF, offering investment sub-advisory services to registered investment companies. The firm's investment strategies aim to provide optimal return potential and low volatility within the prevailing economic landscape. Clients receive quarterly reports and can schedule formal meetings as desired. Morgan Dempsey does not take physical custody of client funds and does not have financial conditions impairing its ability to meet client commitments.