1492 Capital Management, LLC

1492 Capital Management, LLC is a financial advisor firm specializing in thematic investing strategies. Established in 2008, the firm offers discretionary asset management services to individuals, corporations, foundations, trusts, and other separate accounts. Clients can choose from small cap equity investment strategy models or wealth management strategies, including ETFs, mutual funds, and equities. The firm's investment philosophy involves fundamental, technical, and qualitative analysis to select securities for long-term or short-term purchases. Investment strategies include Small Cap Growth, Small Cap Value, Small Cap Core Alpha, and Small Cap Dynamic Hedge. Fees are charged as a percentage of assets under management, varying based on the strategy chosen. Clients receive monthly reports summarizing account performance, balances, and holdings. The firm has a Code of Ethics, provides financial planning consulting services, and may offer performance-based fees upon request. 1492 Capital Management, LLC acts as a fiduciary and has no disciplinary events to report. Clients' privacy is protected, and information is safeguarded with physical, electronic, and procedural measures. Clients have the right to opt-out of sharing personal information. The firm votes proxies in clients' best interests and does not accept compensation from non-clients.