Geneva Capital Management LLC

Geneva Capital Management LLC, established in January 1987, is an investment advisory firm specializing in growth stock investments in U.S. companies. The firm offers discretionary and non-discretionary portfolio management services to institutions and high-net-worth individuals, focusing on Small Cap, SMID Cap, Mid Cap, and All Cap growth stock investing. Additionally, Geneva provides fixed income investment services using various securities like corporate bonds and municipal bonds. Clients can impose reasonable restrictions on investments, and each account is subject to a written investment advisory agreement. Geneva participates in wrap fee programs, managing client assets on a discretionary basis. The firm's fee structure is typically a percentage of the account's market value, with fees negotiable based on account size and service requirements. Geneva may receive soft dollar benefits from broker-dealers for research services. The firm's investment strategies are based on fundamental analysis, aiming for long-term capital appreciation while managing risks. Geneva has no disciplinary events to disclose and maintains a Code of Ethics to ensure client interests are prioritized. Clients receive quarterly reports detailing account holdings and transactions. Geneva does not compensate third parties for client referrals and holds client assets with qualified custodians to avoid custody. The firm provides voting services for client securities and has no financial conditions impairing its commitments. Additional fee schedules for institutional separate accounts are available in the brochure's Appendix A.