Tidal Investments LLC

Tidal Investments LLC, formerly known as Toroso Investments LLC, is a registered investment adviser founded in March 2012 and based in Milwaukee, WI. The firm specializes in providing investment management services to various clients, including registered investment companies, separately managed accounts, and pension plans. Tidal offers fee-only discretionary and non-discretionary investment management services to individuals, high net worth individuals, family offices, and institutions. The firm also provides pension consulting services to corporate retirement plans and outsourced chief investment officer consulting services to financial advisors. Tidal's investment strategies include outcome-focused asset allocation approaches tailored to each client's risk tolerance and time horizon. The firm offers various portfolio options, such as the Wealth Preservation Series, Target Income Series, and Growth Series, as well as sector-specific and global alpha strategies. Tidal also provides investment management services to non-affiliated UCITS funds registered with the Central Bank of Ireland. Clients of Tidal have the option to engage the firm on a discretionary or non-discretionary basis. Tidal exercises investment discretion for certain funds it advises, selecting securities, brokers, and commission rates. The firm has adopted a Code of Ethics to ensure high standards of business conduct and fiduciary duty to clients. Tidal also has proxy voting policies in place to ensure that proxies are voted in the best economic interest of clients. As of December 31, 2024, Tidal had over $27 billion in regulatory assets under management and advisement. The firm does not have any disciplinary events or financial conditions that impair its ability to meet client commitments. Tidal does not have active solicitation agreements and does not provide compensation for client referrals. Clients' funds and securities are held with qualified custodians, and Tidal provides regular performance reports to clients.