Marks Group Wealth Management, Inc.

Marks Group Wealth Management, Inc. is an SEC-registered investment adviser established in November 2008, with Bennett E. Marks as the principal shareholder. The firm offers the Marks Group Wealth Management Wrap Program, providing clients with the ability to trade certain investment products without separate brokerage commissions. Clients must complete an investor profile, an investment advisory wrap fee agreement, and open a securities brokerage account with approved institutions. MGWM manages client portfolios with discretionary authority, recommending Independent Managers based on client objectives. The Program Fee, charged quarterly in advance, ranges from 0.15% to 2.00% based on assets under management. Clients may incur additional charges from third parties. The firm acts as a fiduciary for ERISA accounts, subject to specific duties and obligations. MGWM's investment strategies include Core Equity, Tactical Equity, Equity Income, International Equity, Fixed Income, and Mutual Funds, employing fundamental and technical analysis methods. Clients must meet a minimum portfolio size of $1,000,000 to participate. The firm discloses relationships with insurance agents, referral fees, and arrangements with SmartAsset Advisors. MGWM receives software and support from Financial Institutions to monitor client accounts. Clients may contact MGWM for a copy of its Code of Ethics. The firm discloses potential conflicts of interest related to brokerage practices and receipt of economic benefits.