N.d. Pitman & Company, Inc.

N.D. Pitman & Company, Inc. is a SEC-registered investment adviser established in 2005 by Norman D. Pitman III, offering portfolio management, financial planning, consulting, and selection and monitoring services. The firm manages client accounts on a discretionary or non-discretionary basis, creating portfolios based on individual needs and objectives. Clients can place restrictions on investments and retain ownership of securities. Financial planning services cover areas such as personal, tax, investments, insurance, retirement, and estate planning. Consulting services offer advice on specific financial concerns. The firm manages over $10 million in client assets on a discretionary basis and over $150 million on a non-discretionary basis. Fees for portfolio management are asset-based, starting at 1.20% for the first $500,000. Financial planning fees range from $1,000 to $2,500 or hourly. Consulting fees vary based on services provided. The firm does not charge performance-based fees and does not engage in side-by-side management. Clients include individuals, high net worth individuals, family offices, pension and profit sharing plans, charitable organizations, and businesses. Norman D. Pitman, the President and CCO, has a background in law and finance, with no disciplinary history. The firm does not vote client securities and does not engage in solicitation or accept compensation for referrals. Clients have the option of discretionary asset management, with Norman D. Pitman overseeing all investment advice.