Saos Capital, LLC

Saos Capital, LLC is an SEC-registered investment adviser founded in November 2011 by William Randolph "O'Malley" Avant. The firm offers asset management services, including discretionary portfolio management across various asset classes such as equities, bonds, options, and more. Financial planning services are also provided, covering areas like estate, tax, and retirement planning. Saos Capital manages $195,898,396 in discretionary assets and $11,826,387 in non-discretionary assets as of December 31, 2024. The minimum account size to establish a relationship is $50,000, with potential flexibility based on factors like future earning capacity and account composition. Fees are charged on a fee-only basis, with an annual fee ranging from 0.75% to 1.50% for asset management services. Pension consulting services are also offered, with fees based on total assets. The firm does not charge performance-based fees. Saos Capital conducts fundamental and technical analysis to inform investment decisions, with a focus on risk management and customized portfolio allocation. The firm does not engage in directed brokerage and may participate in bunched trading for client accounts. Clients receive regular account reviews and statements from the custodian. Saos Capital does not compensate third parties for client referrals and does not provide voting advice on client securities. The firm has no financial commitments impairing its ability to meet client obligations and does not charge fees in advance.