Jonathan D. Pond, LLC

Jonathan D. Pond, LLC is an independent investment advisory firm registered with the SEC since 2008, providing services since 1987. The firm offers Portfolio Management Services, Financial Planning Services, and Consulting Services tailored to individual client needs. Clients have the opportunity to place reasonable restrictions on investments and retain ownership of securities. JDP does not participate in wrap fee programs and manages approximately $346,394,000 in client assets on a discretionary basis. Fees for Portfolio Management Services are tiered based on assets under management, while Financial Planning and Consulting Services are charged as fixed fees or hourly rates. JDP acts as a fiduciary and does not accept commissions or compensation from other sources. The firm's investment strategies include long-term and short-term purchases, with a focus on fundamental analysis. JDP does not accept performance-based fees or engage in side-by-side management. Clients include individuals, pension plans, trusts, and corporations. JDP has a Code of Ethics, provides full disclosure on brokerage practices, and maintains client privacy. Clients have the option to direct brokerage and are encouraged to review account statements regularly. JDP does not vote proxies on behalf of clients and does not handle class action settlements. The firm has no adverse financial conditions or bankruptcy history. Clients can contact JDP for complaints or privacy policy inquiries.