Norton Capital Management, Inc.

Norton Capital Management, Inc. is a Delaware corporation specializing in fee-based asset management services. Established in June 1993, the firm was acquired by Redmond Asset Management, LLC in October 2024. NCM offers discretionary and non-discretionary asset management services to a diverse client base, assisting clients in determining investment objectives and establishing brokerage accounts, typically with Pershing Advisor Solutions, LLC. NCM manages various securities, including preferred stocks, bonds, and government bonds, based on individual client objectives and restrictions. The firm utilizes fundamental analysis for investment strategies, evaluating securities based on internal and external factors. NCM's fee structure is negotiable, based on a percentage of assets under management, with fees payable quarterly in advance. The firm does not charge performance-based fees and primarily serves individuals, institutions, trusts, and corporations. NCM does not have any disciplinary information to report and is owned by Redmond Asset Management, LLC. The firm exercises investment discretion, with full authority to buy and sell securities for client accounts. NCM votes proxies in the best interests of clients and has policies to address conflicts of interest. The firm does not take custody of client funds and safeguards client funds through a qualified custodian. NCM's privacy notice outlines how personal information is collected, shared, and protected. Clients can contact NCM to limit sharing of personal information for marketing purposes.