Arthur M. Cohen & Associates LLC

Arthur M. Cohen & Associates, LLC is a registered investment adviser established in 1989 and federally registered with the SEC. The firm offers tailored advisory services to individuals, pension and profit sharing plans, trusts, charitable organizations, and other entities. Services include financial objective definition, strategies development, and advice on various securities such as equity securities, corporate debt securities, and more. The firm charges fees based on assets under management, with equity-only or balanced accounts typically incurring a fee of 1% of assets under management up to $2,000,000 and 0.75% of the next $5,000,000. Financial planning clients may pay a flat fee starting at $500 or an hourly rate of $200 to $400. Arthur M. Cohen & Associates does not participate in wrap fee programs and holds client assets with independent custodians. The firm may charge a performance fee of 10% of profits in a client's account annually. Clients have investment discretion, and the firm does not vote proxies on their behalf. Arthur M. Cohen & Associates does not have any disciplinary information and acts as a fiduciary, maintaining a Business Continuity and Succession Plan. Clients receive quarterly statements from custodians holding their assets, and the firm reviews accounts quarterly or semi-annually. The firm does not receive commissions from broker-dealers and recommends using Pershing Advisors Solutions for trading. Clients are encouraged to review custodial statements and compare them with the firm's statements. Arthur M. Cohen & Associates does not vote proxies on behalf of clients and does not receive more than $1,200 in advance of 6 months' work.