Main Street Investment Advisors, LLC

Main Street Investment Advisors, LLC, established in 2007 and SEC-registered since 2018, is a Northbrook, Illinois-based firm specializing in providing advisory services primarily to high net worth individuals. The firm focuses on asset allocation and employs investment processes using equity securities, fixed income securities, mutual funds, ETFs, Master Limited Partnerships, and options. They may recommend a proprietary portfolio of securities and utilize external investment managers for areas where expertise is lacking. The firm manages approximately $214,653,300 in assets under management as of December 31, 2024, on a discretionary basis approved by clients. Fees are charged based on Assets Under Management (AUM) at a rate ranging between 0.125% and 1.00% annually, deducted quarterly. Main Street Investment Advisors does not charge performance-based fees, treats all clients equally, and has a minimum account size of $250,000. The firm's investment analysis focuses on large capitalization companies, utilizing fundamental and technical analysis. They aim to minimize risk and maintain a low turnover rate, avoiding short-term trading. The firm does not participate in Wrap Fee Programs and does not receive commissions from mutual funds. Clients have investment discretion but may request restrictions. Main Street Investment Advisors does not maintain custody of client assets, which are held at Fidelity Investments or Stifel. The firm has no disciplinary history and does not compensate for client referrals.