Mutual Advisors, LLC

Mutual Group Investment Services, operated by Mutual Advisors, LLC, is a turnkey asset management platform established in 2013 in Omaha, Nebraska. The firm offers operational support services to independent registered investment advisers, allowing access to investment managers and solutions for retail clients. Clients work with their advisers to select investment strategies based on individual needs and objectives. The firm manages over $5 billion in discretionary and non-discretionary assets. Fees are based on a tiered schedule and are billed quarterly or monthly. Clients may place reasonable restrictions on their accounts, and the firm does not have specific minimums but imposes minimums on individual strategies. Investment strategies involve various risks, and clients are encouraged to diversify and invest within their risk tolerance. The firm does not charge performance-based fees and does not vote proxies. Clients receive statements from custodians quarterly and are encouraged to review them for accuracy. Mutual Advisors, LLC has no financial conditions impairing its ability to meet commitments to clients.