Echelons Capital, LLC

Echelons Capital, LLC is a registered investment adviser based in Park City, Utah, organized as a limited liability company under the laws of Georgia. The firm offers discretionary portfolio management services tailored to meet clients' needs and investment objectives. Clients may grant discretionary authority for account management, allowing the firm to make specific transactions without prior approval. Non-discretionary services are also available, where clients must approve transactions before execution. Echelons Capital may use sub-advisers to manage portions of client accounts, monitoring their performance and making changes as necessary. The firm also provides financial planning and consulting services, analyzing clients' financial circumstances and goals to develop long-term and short-term objectives. Investment advice covers a range of securities, including equities, mutual funds, and alternative investments. Echelons Capital charges annual fees for portfolio management services, varying based on assets under management and the complexity of services provided. The firm does not accept performance-based fees or engage in side-by-side management. Clients include individuals, high net worth individuals, trusts, charitable organizations, and corporations, with a minimum account size typically set at $5,000,000. Echelons Capital emphasizes risk management and offers a variety of investment strategies based on clients' financial situations and objectives. The firm does not have any disciplinary information to disclose and does not accept compensation for the sale of securities or other investment products. Clients' assets are held with a qualified custodian, and the firm does not take physical custody of funds or securities. Echelons Capital does not vote proxies on behalf of clients but may offer advice on corporate actions and proxy voting rights upon request. The firm's policy on trade errors is to restore accounts to their correct positions in case of errors. Echelons Capital does not determine class action lawsuit eligibility for clients or participate in litigation on their behalf.