Parks Capital

Ralph Parks Investment Group LLC, operating as Parks Capital, is an investment advisor firm established in 2005 by Ralph Parks, Gina Griffo, and Rajiv Dixit. The firm offers wealth management services to individuals, high net worth individuals, trusts, estates, corporations, and businesses. Services include discretionary and non-discretionary investment advisory services, financial planning, and consulting services. The firm manages client assets primarily on a discretionary basis, focusing on long-term portfolios while allowing clients to place reasonable restrictions on investments. Parks Capital does not charge performance-based fees or engage in side-by-side management. Clients are required to enter into an Investment Advisory Agreement with Parks Capital, detailing the terms, services, and fees. The firm's wealth management fees are based on a percentage of assets under management and are billed quarterly in advance. The minimum account size for managed accounts is $500,000. The firm does not participate in wrap fee programs and does not receive compensation for the sale of securities or investment products. Parks Capital recommends Charles Schwab & Co., Inc. as a custodian for client accounts. The firm does not participate in soft dollar programs and does not receive compensation for client referrals. The firm's investment strategies are tailored to individual client needs, with a focus on risk tolerance, investment time horizon, and tax efficiency. Clients are encouraged to review account statements for accuracy and are provided with periodic performance reports. The firm has no disciplinary history and does not have custody of client funds.