Maxwell Wealth

Maxwell Wealth Strategies Inc., established in July 2015, is a California-based corporation owned by James Eric Maxwell. The firm specializes in portfolio management services tailored to individual client goals, risk tolerance, and time horizons. Investment decisions are made with discretionary authority granted by clients, ensuring alignment with fiduciary duties. Services include investment strategy, asset allocation, and regular portfolio monitoring. The firm primarily recommends large-cap domestic stocks but may diversify portfolios with mutual funds, fixed income securities, and other instruments. Clients must have a minimum account size of $250,000, which may be waived at the firm's discretion. Fees for portfolio management are asset-based, ranging from 1.00% to 1.50% annually, depending on the total assets under management. Financial planning fees are fixed, ranging from $500 to $5,000. Clients may terminate agreements within specified periods without penalty. Maxwell Wealth does not participate in wrap fee programs and does not accept performance-based fees. The firm acts as a fiduciary, always prioritizing clients' best interests. Investment strategies include fundamental analysis, modern portfolio theory, quantitative analysis, and technical analysis, with a focus on long-term trading. Clients receive monthly account reports and quarterly statements. Maxwell Wealth provides discretionary investment advisory services, managing client accounts without constant consultation. The firm does not accept voting authority for client securities.