Rubicon Advisors

Rubicon Advisors, GP, operating as Rubicon Advisors, is a registered investment adviser based in Redding, CA. Established in an unspecified year, the firm specializes in managing assets for various clients to help achieve financial goals while considering risk tolerance and time horizons. Acting as a fiduciary, the firm always prioritizes clients' best interests by maintaining open communication and understanding clients' investment objectives. The firm offers a wrap fee program where clients pay a single fee for investment advisory services and related custodial transaction costs. The maximum annual fee charged does not exceed 1.90%, billed quarterly in advance based on account value. The firm's investment philosophy involves creating tailored portfolios consisting of individual stocks, bonds, ETFs, and other securities to meet specific client needs and goals. Investment strategies include closed-end funds, ETFs, mutual funds, non-traded BDCs, structured products, and more. The firm's representatives are licensed insurance agents and CPAs, providing tax preparation services separately. Rubicon Advisors maintains a Code of Ethics to ensure fair and ethical practices, with a focus on client interests. The firm reviews client accounts annually and does not provide cash or non-cash compensation for client referrals. Additionally, the firm does not have financial conditions impairing its ability to meet obligations to clients.