Rosenwald Capital Management, Inc.

Rosenwald Capital Management, Inc. is a disciplined, value-oriented investment management firm headquartered in Redondo Beach, California. Established in 1984, the firm focuses on capital preservation and long-term growth, offering discretionary investment advisory services to domestic and foreign institutional clients. Their investment strategies include global securities, real estate, pooled funds, venture capital, and private offerings. The firm's President, Mr. James B. Rosenwald III, leads a team with over 40 years of investing experience. With net assets under management of $218,548,571 as of December 31, 2024, Rosenwald Capital Management charges management fees ranging from 0.1% to 1.0% per annum, with performance-based fees of up to 20% of net profits. Clients include institutional separate account clients, commingled funds, and high net-worth individuals. The firm's investment philosophy emphasizes agility, rigorous value analysis, and seeking less crowded market areas for long-term returns. Rosenwald Capital Management discloses potential conflicts of interest, custody arrangements, and voting procedures to ensure transparency and client protection. Clients benefit from the firm's commitment to best execution practices and comprehensive account reviews. For more information, visit www.adviserinfo.sec.gov or contact [email protected].