Twin Lakes Capital

Twin Lakes Capital Management, LLC is a registered investment advisor established in January 2007, with Mark G. Kim as the Managing Member. The firm offers general investment advisory services tailored to clients' needs based on risk tolerance and investment experience. Services include investments in stocks, bonds, and cash products, with personalized asset allocation plans. For "qualified clients," the firm may recommend private investments such as private equity or venture capital funds. Clients typically need $1,000,000 or more in assets under management to qualify. As of December 31, 2024, the firm manages $239.0 million on a discretionary basis and $7.0 million on a non-discretionary basis. Fees are asset-based, with a tiered fee schedule ranging from 0.3125% to 1.25% quarterly, depending on the account size. For private fund investments, the firm charges a 1% annual fee and a 10% performance fee on realized gains. Clients may impose restrictions on investments, and the firm does not provide portfolio management services to wrap fee programs. Clients have investment discretion, granting the firm limited power of attorney to place trades on their behalf. The firm does not vote on client securities and does not accept authority to vote proxies. Mark G. Kim and Frank K. Yi are responsible for supervising investment personnel. The firm does not have any disciplinary information to report.