Open Window Financial Solutions, Ltd.

Open Window Financial Solutions, Ltd. is a registered investment adviser firm established in Nevada in 2004, owned by Eric Hollen. The firm offers discretionary investment advisory services on a fee-only basis, with fees based on a percentage of assets under management. Clients can also receive financial planning and consulting services separately. The firm may provide services to individuals, high net worth individuals, retirement plans, trusts, estates, and charitable organizations, with a minimum annual fee of $10,000. Open Window primarily utilizes mutual funds and ETFs for client portfolios and does not accept performance-based fees. The firm does not recommend investments in Bitcoin or cryptocurrencies but may advise on corresponding exchange traded securities. Clients have the option to grant the firm investment discretion, allowing Open Window to make investment decisions on their behalf. The firm does not vote client proxies and does not have any disciplinary history. Open Window Financial Solutions, Ltd. has assets under management of $245,790,589 as of December 31, 2024. For more information, clients can contact Eric Hollen, the Chief Compliance Officer.