Hopwood Financial Services, Inc.

Hopwood Financial Services, Inc. is a registered investment adviser founded in 2003 by Herbert G. Hopwood, offering customized investment management and financial planning services primarily to high-net-worth individuals and associated trusts, estates, IRAs, and other entities. The firm's investment strategy involves investing in domestic and international stocks, bonds, mutual funds, and ETFs. Hopwood Financial provides discretionary investment advisory services on a fee-only basis, with fees based on a percentage of assets under management. The firm also offers financial planning and consulting services on a separate fee basis. Clients have the option to impose reasonable restrictions on account management. The firm's investment philosophy focuses on long-term investments, with a comprehensive analysis of securities and ongoing monitoring of client portfolios. Hopwood Financial's team includes professionals with certifications such as CERTIFIED FINANCIAL PLANNER™ (CFP®) and Chartered Financial Analyst® (CFA®). The firm's fee structure is tiered based on assets under management, with additional fees for the Institutional Bond Program. The firm does not engage in performance-based fees and maintains a high standard of ethics and professionalism. Clients have investment discretion and can place restrictions on trading activities. Hopwood Financial does not vote proxies on behalf of clients and does not receive compensation for client referrals. The firm's employees have not been involved in any legal or disciplinary events. Hopwood Financial's investment recommendations are supervised by Herbert G. Hopwood.