Ashton Thomas Securities, LLC

Ashton Thomas Securities, LLC is a registered investment advisor specializing in providing investment management services to clients. Established in Rochester, New York, Ashton Thomas manages over $300 million on a discretionary basis and over $43 million on a non-discretionary basis as of December 31, 2022. The firm offers the Ashton Thomas Advisory Wrap Program, providing discretionary investment management services for a specified annual fee, inclusive of trade execution, custody, and reporting fees. Clients have the option to participate in various programs such as Managed ETF Portfolios and Morningstar Managed Portfolios. Ashton Thomas acts as the portfolio manager for these programs, offering different investment strategies ranging from long-term purchases to trading and options. The firm charges an annual wrap fee based on a percentage of assets under management, with additional fees for independent investment management providers. Clients have access to portfolio managers and can discuss their accounts with investment professionals. Ashton Thomas also offers financial planning and consulting services on a stand-alone fee basis. The firm maintains a Code of Ethics, ensuring the utmost good faith in serving clients' best interests. Clients have the option to engage in alternative investments, and Ashton Thomas provides detailed information on potential risks and conflicts of interest. The firm's Chief Compliance Officer is available to address any questions or concerns regarding the firm's practices and disclosures.