Mach-1 Financial Group, LLC

Mach-1 Financial Group, LLC is an Arkansas-based investment advisory firm established in February 2020. The firm specializes in providing asset management services to high net-worth individuals, trusts, corporations, partnerships, and other legal entities. Mach-1 Financial offers discretionary portfolio management services through a wrap-fee program, utilizing third-party sub-advisers or managers for asset management services. Clients have a direct relationship with Mach-1 Financial, and the firm grants limited authority to sub-advisers or managers to effect trades consistent with its direction. The firm charges an annual management fee based on the value of the account, ranging from 1.85% to 1.55%, with negotiable fees for accounts above $5,000,001. Mach-1 Financial may utilize third-party vendors for separate account management, performance reports, trading, research, and billing. The firm does not charge performance-based fees and does not take discretion with respect to voting proxies on behalf of clients. Clients may grant limited power of attorney to Mach-1 for trading activity in their accounts. The firm conducts periodic reviews of client accounts and does not compensate third parties for client referrals. Mach-1 Financial has agreements with AE Wealth Management, LLC and Betterment entities, creating potential conflicts of interest. The firm has adopted a Code of Ethics and policies to prevent insider trading and ensure client interests are prioritized. There are no financial conditions impairing the firm's ability to meet commitments to clients.