Newroad Capital Partners, LLC

NewRoad Capital Partners, LLC, a registered investment adviser established in 2015, specializes in private equity investments. The firm manages various private pooled investment vehicles, including Fund I, Fund III, Fund IV, and others, focusing on minority investments in privately held companies. With approximately $502 million in regulatory assets managed on a discretionary basis, NewRoad employs an operator-led approach, leveraging industry relationships and operational expertise to add value to investments. The firm's investment strategy involves detailed analyses and active management post-investment to drive revenue and earnings growth. Clients of NewRoad include institutional investors, family offices, funds of funds, and high net-worth individuals, subject to varying minimum investment amounts. The firm charges management fees between 1.5% and 2.0% annually and may receive carried interest based on investment proceeds. NewRoad discloses potential risks associated with private equity investments, emphasizing the lack of guaranteed profitability or return of capital. The firm's Code of Ethics and Compliance Manual outline standards of conduct, including restrictions on personal securities trading and provisions for co-investment opportunities. NewRoad does not typically use brokers for securities transactions, and it exercises full discretionary authority over its funds, with limited restrictions based on investor agreements. The firm maintains custody of fund assets, adhering to regulatory requirements, and has no disciplinary events to disclose. Additional information on NewRoad's financial industry activities, affiliations, and potential conflicts of interest is available upon request.