Royal Palms Capital, LLC

Royal Palms Capital LLC, a California-based investment management firm founded in 2005, offers customized investment supervisory and consulting services to various clients, including individuals, high net worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other entities. The firm provides investment supervisory services on a discretionary basis, managing portfolios with a focus on equities, bonds, mutual funds, and other instruments. Investment consulting services are also offered, covering portfolio review, financial planning, and asset allocation analysis. RPC charges fees based on a percentage of assets under management, with a minimum account size of $100,000 for managed portfolios. The firm does not engage in performance-based fees or side-by-side management. RPC's investment strategies include long-term purchases, short-term purchases, trading, and short sales, tailored to clients' objectives and risk tolerance. The firm conducts security analysis using fundamental and technical methods and discloses potential risks associated with investing. RPC has a Code of Ethics in place to ensure integrity, competence, and ethical conduct, with a focus on avoiding conflicts of interest. The firm recommends using Schwab as a custodian and broker-dealer, with periodic reviews of client accounts and proxy voting conducted in the best interest of clients. RPC does not have any financial commitments that could impact its ability to meet obligations.