Lucas Group Financial Planners, Inc.

Lucas Group Financial Planners, Inc. is a registered investment adviser established in 2004, located in Sacramento, California. The firm offers Investment Supervisory Services (ISS) Model Portfolio Management, providing continuous supervision over specified accounts using model asset allocation portfolios tailored to meet investment goals and risk tolerance. Clients must appoint the firm as the investment adviser of record on specified accounts, which are managed on a discretionary basis. The firm actively monitors and trades accounts based on clients' financial situations, objectives, and risk tolerance. Clients have the opportunity to place restrictions on investments held in their accounts. The firm also offers Selection and Monitoring of Third-Party Money Managers programs, where independent registered investment advisers manage client portfolios based on individual circumstances and needs. Lucas Group Financial Planners, Inc. provides financial planning services, including comprehensive evaluations of clients' financial states and written reports addressing various areas such as tax, investments, insurance, retirement, and estate planning. The firm manages a total of $374,733,822 of clients' assets as of January 15, 2025, with fees structured as a percentage of assets under management. Lucas Group Financial Planners, Inc. does not charge performance-based fees and acts as a fiduciary, putting clients' interests first. The firm does not engage in principal transactions and maintains a Code of Ethics to ensure ethical business conduct. Clients are responsible for directing the voting of their securities and receive quarterly reports summarizing account performance and holdings. The firm does not vote proxies on behalf of clients.