Ag Financial, LLC

AG Financial, LLC is a registered investment adviser based in Salt Lake City, Utah, established in 2006. The firm offers fee-only investment supervisory and consulting services, focusing on individual financial goals with diversified portfolios and systematic investment strategies. They tailor services to each client's objectives, considering factors like risk tolerance and time horizon. AG Financial manages over $100 million of client assets on a discretionary basis. Fees are based on a percentage of assets under management, with a tiered fee schedule. The firm may also provide investment consulting on a fixed-fee basis. AG Financial acts as a fiduciary, putting clients' interests first and avoiding conflicts of interest. Clients have the option to engage custodial and trade execution services through Charles Schwab & Co., Inc. AG Financial recommends Schwab for these services, ensuring best execution of transactions. The firm does not charge performance-based fees or engage in side-by-side management. AG Financial provides investment advice to individuals, businesses, pension plans, trusts, and charitable organizations, emphasizing client involvement in the planning process. The firm's investment strategies include various securities and investment products, managed with a focus on risk management and suitability for each client's situation. AG Financial does not manage wrap fee programs and follows a strict Code of Ethics to ensure ethical business conduct.