Prosperity Wealth Management, Inc.

Prosperity Wealth Management, Inc. is a California-based investment advisory firm established in 2015. The firm specializes in asset management, financial planning, pensions consulting, and referrals to third-party money managers. Clients receive tailored investment strategies, including individual stock and bond portfolios, ETFs, options, and mutual funds. Investment discretion is granted to the firm, allowing them to execute transactions on behalf of clients. Prosperity Wealth Management charges asset-based fees ranging from 1.20% to 2.00% annually, deducted quarterly in advance. Financial planning and consulting services are offered on an hourly or flat fee basis, with fees up to $10,000. The firm manages $442,192,443 in discretionary assets as of December 31, 2024. Clients are encouraged to review account statements from the qualified custodian, Charles Schwab & Co., Inc. The firm does not accept performance-based fees, and clients have the opportunity to place reasonable restrictions on their investments. Prosperity Wealth Management emphasizes continuous account supervision and periodic reviews to align with client goals and objectives. The firm follows a code of ethics, acting as a fiduciary in the best interests of clients. No disciplinary events are reported, and the firm does not accept soft dollars or referral fees. Clients are provided with detailed information on investment strategies, risks, and potential conflicts of interest.