Figtree Financial Advisors, LLC

FigTree Financial Advisors, LLC, led by Marjorie C. Carbajal, operates from Santa Clara, CA, with a specialization in investment advisory services. Ms. Carbajal, born in 1981, holds a Bachelor of Science in Business Administration/Finance from San Jose State University. With a career spanning from 2004 to the present, she has served in various financial roles, including as a Financial Advisor at Prosperity Financial Group, Inc., and as a Paraplanner at Ameriprise Financial. Ms. Carbajal is a licensed insurance agent/broker, allowing her to offer insurance products, with a commitment to act in the client's best interest as a fiduciary to mitigate potential conflicts of interest. She holds Series 7 and 66 exams, along with an insurance license. The firm does not provide additional compensation beyond advisory fees, ensuring transparency. Supervised by Regina Legates, the firm's Chief Compliance Officer, Ms. Carbajal's activities are regularly monitored to ensure compliance with the firm's Code of Ethics. Ms. Carbajal has a clean disciplinary record and has not been involved in any significant legal or financial proceedings. Clients can access further information on Ms. Carbajal via the SEC's website.