Westend Capital Management, Llc.

WestEnd Capital Management, LLC, established in 2002, is a Registered Investment Adviser specializing in discretionary advisory services for a private fund, WestEnd Partners, L.P., and individuals through separately managed accounts. The firm offers financial planning services at no additional charge. The Private Fund aims to grow capital through a broad spectrum of securities trading strategies. Separate Account clients can choose from three investment mandates: Core Growth Portfolio, Equity Income Portfolio, or Custom Portfolio. WestEnd acknowledges conflicts of interest arising from providing financial planning services but ensures clients are under no obligation to act on recommendations. The firm manages approximately $348 million in regulatory assets under management. Fees include a 1.5% Management Fee for the Private Fund and a 0.375% Asset Based Fee for Separate Account clients. WestEnd acts as a fiduciary, providing investment discretion and full proxy voting authority for the Private Fund. The firm's Code of Ethics ensures fair treatment of clients, and it engages in soft dollar arrangements for research services. Clients receive regular account reviews and statements. WestEnd maintains custody of client assets and has a clean disciplinary record. The firm's proxy voting procedures prioritize the best interests of clients, and it has no financial impairments or bankruptcy history.